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UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Feb 16, 2023
32788_dirs_2023-02-16_ae289a61-cc70-48ae-8fd5-3f593d84262c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-02-14
Reporting Person: Souders Donald E. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-14 | Common Stock | M | 1595.00 | $19.75 | Acquired | 15960.00 | Direct |
| 2023-02-14 | Common Stock | S | 1595.00 | $26.61 | Disposed | 14365.00 | Direct |
| 2023-02-14 | Common Stock | M | 2832.00 | $18.77 | Acquired | 17197.00 | Direct |
| 2023-02-14 | Common Stock | S | 2832.00 | $26.5543 | Disposed | 14365.00 | Direct |
| 2023-02-14 | Common Stock | M | 6600.00 | $22.57 | Acquired | 20965.00 | Direct |
| 2023-02-14 | Common Stock | S | 6600.00 | $26.5097 | Disposed | 14365.00 | Direct |
| 2023-02-14 | Common Stock | M | 2667.00 | $17.55 | Acquired | 17032.00 | Direct |
| 2023-02-14 | Common Stock | S | 2667.00 | $26.5576 | Disposed | 14365.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-14 | Stock Option (Right to Buy) | $22.57 | M | 6600.00 | Disposed | 2030-01-02 | Common Stock (6600.00) | Direct |
| 2023-02-14 | Stock Option (Right to Buy) | $19.75 | M | 1595.00 | Disposed | 2028-01-02 | Common Stock (1595.00) | Direct |
| 2023-02-14 | Stock Option (Right to Buy) | $18.77 | M | 2832.00 | Disposed | 2028-12-21 | Common Stock (2832.00) | Direct |
| 2023-02-14 | Stock Option (Right to Buy) | $17.55 | M | 2667.00 | Disposed | 2031-01-04 | Common Stock (2667.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 4475.00 | Direct |
Footnotes
F1: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.
F2: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3: Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.
F4: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,067 share(s) on 02-Jan-2021.
F5: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.
F6: Vests 1,334 share(s) on 04-Jan-2022, 1,333 share(s) on 04-Jan-2023, 1,333 share(s) on 04-Jan-2024.
F7: 1,333 stock options were granted under various dates and vesting periods, none are currently exercisable.