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UNITY BANCORP INC /NJ/ — Director's Dealing 2023
May 9, 2023
32788_dirs_2023-05-09_67045919-60de-4a6c-bb75-e6647892add0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-05-05
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-05 | Restricted Stock | A | 18000.00 | $0.00 | Acquired | 46699.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 130777.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 119400.00 | Direct |
Footnotes
F1: 18,000 restricted shares were granted on 5/5/2023 from the 2023 Equity Compensation Plan and vest over 3.86 years; vesting commences with 4,500 shares on 5/5/2024, 4,500 shares on 3/15/2025, 4,500 shares on 3/15/2026, and 4,500 shares on 3/15/2027.
F2: 45,875 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 46,699.
F3: 102,983 shares are held in an account at Shareworks, 6,085 are held in an account at Computershare, 12,327 shares are held in additional brokerage accounts, and 9,382 are held in a 401(K) for a total of 130,777.
F4: 119,400 stock options were granted under various dates and vesting periods of which 111,067 are currently exercisable.