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UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Jun 15, 2023
32788_dirs_2023-06-15_290605e5-ca86-437b-8b95-e7b9e0d09c03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-06-13
Reporting Person: Geraci Vincent (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-13 | Common Stock | M | 200.00 | $9.63 | Acquired | 2369.00 | Direct |
| 2023-06-13 | Common Stock | M | 5000.00 | $18.64 | Acquired | 7369.00 | Direct |
| 2023-06-13 | Common Stock | M | 2000.00 | $14.60 | Acquired | 9369.00 | Direct |
| 2023-06-13 | Common Stock | S | 2000.00 | $23.3395 | Disposed | 7369.00 | Direct |
| 2023-06-13 | Common Stock | S | 5000.00 | $23.7659 | Disposed | 2369.00 | Direct |
| 2023-06-13 | Common Stock | S | 200.00 | $23.6756 | Disposed | 2169.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | Stock Option (Right to Buy) | $18.64 | M | 5000.00 | Disposed | 2030-12-11 | Common Stock (5000.00) | Direct |
| 2023-06-13 | Stock Option (Right to Buy) | $14.60 | M | 2000.00 | Disposed | 2026-12-15 | Common Stock (2000.00) | Direct |
| 2023-06-13 | Stock Option (Right to Buy) | $9.63 | M | 200.00 | Disposed | 2025-12-16 | Common Stock (200.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 6592.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $23.22 USD to $23.63 USD; the price reported above reflects the weighted average sale price.
F2: This transaction was executed in multiple trades at prices ranging from $23.59 USD to $24.03 USD; the price reported above reflects the weighted average sale price.
F3: This transaction was executed in multiple trades at prices ranging from $23.63 USD to $23.75 USD; the price reported above reflects the weighted average sale price.
F4: 6,562 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F5: Vests 2,500 share(s) on 11-Dec-2021, 2,500 share(s) on 11-Dec-2022, 2,500 share(s) on 11-Dec-2023
F6: Vests 1,667 share(s) on 15-Dec-2017, 1,666 share(s) on 15-Dec-2018, 1,667 share(s) on 15-Dec-2019
F7: Vests 1,834 share(s) on 16-Dec-2016, 1,833 share(s) on 16-Dec-2017, 1,833 share(s) on 16-Dec-2018
F8: 2,500 stock options become exercisable on 11-Dec-2023