UNITY BANCORP INC /NJ/ — Director's Dealing 2023

Sep 18, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-09-14

Reporting Person: Patel Raj (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-14	Common Stock	M	4400.00	$10.97	Acquired	43454.00	Direct
2023-09-14	Common Stock	M	1500.00	$15.70	Acquired	44954.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-14	Stock Option (Right to Buy)	$15.70	M	1500.00	Disposed	2027-01-03	Common Stock (1500.00)	Direct
2023-09-14	Stock Option (Right to Buy)	$10.97	M	4400.00	Disposed	2026-01-05	Common Stock (4400.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	4000.00	Direct

Footnotes

F1: 44,954 shares consisting of 5,900 shares held in an account at Shareworks, 38,516 shares held in an account at E'Trade, and 538 shares held in another E'Trade account.

F2: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates.

F3: Vests 500 share(s) on 3-Jan-2018, 500 share(s) on 3-Jan-2019, 500 share(s) on 3-Jan-2020.

F4: Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.

F5: 12,600 stock options were granted under various dates and vesting periods of which 11,267 are currently exercisable.