AI assistant
UNITY BANCORP INC /NJ/ — Director's Dealing 2023
Oct 5, 2023
32788_dirs_2023-10-05_89f77e51-887b-4bdc-9b3e-0ff9dd35e365.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2023-10-03
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-03 | Common Stock | M | 1450.00 | $7.25 | Acquired | 135995.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-10-03 | Stock Option (Right to Buy) | $7.25 | M | 1450.00 | Disposed | 2024-03-27 | Common Stock (1450.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 42824.00 | Direct |
Footnotes
F1: 135,995 shares consisting of 108,201 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
F2: 42,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.
F3: Vests 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017
F4: 116,490 stock options were granted under various dates and vesting periods of which 108,157 are currently exercisable.