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UNITY BANCORP INC /NJ/ — Director's Dealing 2022
Feb 16, 2022
32788_dirs_2022-02-16_1f865ada-3b1e-4701-bfc9-9fab436093e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-02-14
Reporting Person: KAUCHAK JOHN J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-14 | Common Stock | M | 1.00 | $7.16 | Acquired | 56884.00 | Direct |
| 2022-02-14 | Common Stock | S | 1.00 | $29.00 | Disposed | 56883.00 | Direct |
| 2022-02-15 | Common Stock | M | 4606.00 | $7.16 | Acquired | 61489.00 | Direct |
| 2022-02-15 | Common Stock | S | 4606.00 | $29.0066 | Disposed | 56883.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-14 | Stock Option (Right to Buy) | $7.16 | M | 1.00 | Disposed | 2024-03-03 | Common Stock (1.00) | Direct |
| 2022-02-15 | Stock Option (Right to Buy) | $7.16 | M | 4606.00 | Disposed | 2024-03-03 | Common Stock (4606.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Shares | 10500.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.07 USD; the price reported above reflects the weighted average sale price.
F2: 55,410 shares are held in an account at Shareworks and 1,473 shares are held in an account at Computershare.
F3: 10,500 shares held in an account at Computershare, which have upcoming vesting dates.
F4: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017
F5: 80,393 stock options were granted under various dates and vesting periods of which 58,394 are currently exercisable.