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UNITY BANCORP INC /NJ/ Director's Dealing 2022

Mar 30, 2022

32788_dirs_2022-03-30_0c930f95-be27-4ddd-99fb-e4bc9b3270d6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-03-28

Reporting Person: Cook Laureen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-28 Restricted Stock D 3400.00 Disposed 0.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-28 Stock Options (Right to buy) $22.25 D 1333.00 Disposed 2029-12-06 Common Stock (1333.00) Direct
2022-03-28 Stock Options (Right to buy) $18.64 D 2666.00 Disposed 2030-12-11 Common Stock (2666.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 20127.00 Direct

Footnotes

F1: 3,400 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation.

F2: A total of 20,127 shares are beneficially owned by Ms. Cook; 577 shares are held in an account at Shareworks, 16,954 shares are held jointly with her spouse, and 2,596 shares are held in a 401K.

F3: 1,333 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.

F4: 2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Ms. Cook's resignation from the company.

F5: 14,001 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Ms. Cook's resignation date.