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UNITY BANCORP INC /NJ/ Director's Dealing 2022

Jul 26, 2022

32788_dirs_2022-07-26_fbf7fce7-6371-4e31-b27c-04321ab1a90f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-07-22

Reporting Person: Rooney Stephen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-07-22 Restricted Stock D 312.00 Disposed 2500.00 Direct
2022-07-22 Restricted Stock D 2500.00 Disposed 0.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-07-22 Stock Option (Right to Buy) $22.25 D 1666.00 Disposed 2029-12-06 Common Stock (1666.00) Direct
2022-07-22 Stock Options (Right to buy) $18.64 D 2666.00 Disposed 2030-12-11 Common Stock (2666.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8445.00 Direct

Footnotes

F1: 312 unvested shares granted from the 2013 Stock Bonus Plan were cancelled at the time of Mr. Rooney's resignation.

F2: 2,500 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation.

F3: 8,445 shares are held in an account at Shareworks.

F4: 1,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.

F5: 2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.

F6: 22,168 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Mr. Rooney's resignation date.