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UNITY BANCORP INC /NJ/ — Director's Dealing 2022
Jul 26, 2022
32788_dirs_2022-07-26_fbf7fce7-6371-4e31-b27c-04321ab1a90f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-07-22
Reporting Person: Rooney Stephen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-22 | Restricted Stock | D | 312.00 | — | Disposed | 2500.00 | Direct |
| 2022-07-22 | Restricted Stock | D | 2500.00 | — | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-22 | Stock Option (Right to Buy) | $22.25 | D | 1666.00 | Disposed | 2029-12-06 | Common Stock (1666.00) | Direct |
| 2022-07-22 | Stock Options (Right to buy) | $18.64 | D | 2666.00 | Disposed | 2030-12-11 | Common Stock (2666.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8445.00 | Direct |
Footnotes
F1: 312 unvested shares granted from the 2013 Stock Bonus Plan were cancelled at the time of Mr. Rooney's resignation.
F2: 2,500 unvested shares were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation.
F3: 8,445 shares are held in an account at Shareworks.
F4: 1,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.
F5: 2,666 unvested options were cancelled and returned to the company's 2019 Equity Compensation Plan at the time of Mr. Rooney's resignation from the company.
F6: 22,168 stock options were granted under various dates and vesting periods. Options will be exercisable for the 3 months following Mr. Rooney's resignation date.