UNITY BANCORP INC /NJ/ — Director's Dealing 2022

Nov 9, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-11-07

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-11-07	Common Stock	M	11000.00	$8.29	Acquired	70197.00	Direct
2022-11-07	Common Stock	M	1661.00	$7.16	Acquired	71858.00	Direct
2022-11-07	Common Stock	S	11000.00	$28.2935	Disposed	60858.00	Direct
2022-11-07	Common Stock	S	1661.00	$28.4017	Disposed	59197.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-11-07	Stock Option (Right to Buy)	$8.29	M	11000.00	Disposed	2025-03-17	Common Stock (11000.00)	Direct
2022-11-07	Stock Option (Right to Buy)	$7.16	M	1661.00	Disposed	2024-03-03	Common Stock (1661.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	14375.00	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $28.15 USD to $28.475 USD; the price reported above reflects the weighted average sale price.

F2: This transaction was executed in multiple trades at prices ranging from $28.16 USD to $28.53 USD; the price reported above reflects the weighted average sale price.

F3: 57,724 shares are held in an account at Shareworks, and 1,473 shares are held in an account at Computershare.

F4: 14,375 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F5: Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018

F6: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017

F7: 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable.