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UNITY BANCORP INC /NJ/ Director's Dealing 2022

Nov 16, 2022

32788_dirs_2022-11-16_71ab4018-be14-4d43-935d-b41e997b18e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-11-14

Reporting Person: Souders Donald E. Jr. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-14 Common Stock M 135.00 $15.70 Acquired 13388.00 Direct
2022-11-14 Common Stock S 135.00 $28.65 Disposed 13253.00 Direct
2022-11-15 Common Stock M 1365.00 $15.70 Acquired 14618.00 Direct
2022-11-15 Common Stock S 1365.00 $28.49 Disposed 13253.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-14 Stock Option (Right to Buy) $15.70 M 135.00 Disposed 2027-01-03 Common Stock (135.00) Direct
2022-11-15 Stock Option (Right to Buy) $15.70 M 1365.00 Disposed 2027-01-03 Common Stock (1365.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Stock 3587.00 Direct

Footnotes

F1: 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

F2: 3,587 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F3: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020

F4: 16,800 stock options were granted under various dates and vesting periods of which 11,934 are currently exercisable.