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UNITY BANCORP INC /NJ/ — Director's Dealing 2022
Nov 16, 2022
32788_dirs_2022-11-16_71ab4018-be14-4d43-935d-b41e997b18e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2022-11-14
Reporting Person: Souders Donald E. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-14 | Common Stock | M | 135.00 | $15.70 | Acquired | 13388.00 | Direct |
| 2022-11-14 | Common Stock | S | 135.00 | $28.65 | Disposed | 13253.00 | Direct |
| 2022-11-15 | Common Stock | M | 1365.00 | $15.70 | Acquired | 14618.00 | Direct |
| 2022-11-15 | Common Stock | S | 1365.00 | $28.49 | Disposed | 13253.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-14 | Stock Option (Right to Buy) | $15.70 | M | 135.00 | Disposed | 2027-01-03 | Common Stock (135.00) | Direct |
| 2022-11-15 | Stock Option (Right to Buy) | $15.70 | M | 1365.00 | Disposed | 2027-01-03 | Common Stock (1365.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 3587.00 | Direct |
Footnotes
F1: 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.
F2: 3,587 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020
F4: 16,800 stock options were granted under various dates and vesting periods of which 11,934 are currently exercisable.
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