UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-01-04

Reporting Person: DALLAS ROBERT H II (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-04	Restricted Stock	A	1000.00	$0.00	Acquired	2144.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-04	Stock Options (Right to buy)	$17.55	A	4000.00	Acquired	2031-01-04	Common Stock (4000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21044.00	Direct
Common Stock	1740884.00	Indirect

Footnotes

F1: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.

F2: 1,563 shares are held in an account at Computershare, which have upcoming vesting dates. 581 shares are dividend reinvested shares for a total of 2,144.

F3: 21,044 shares are held in an account at Shareworks of which dividends are reinvested quarterly.

F4: 180,574 shares are held in an account at Computershare of which dividends are reinvested quarterly. 1,560,310 shares are held in a brokerage account.

F5: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F6: 33+% per year for 3 years beginning on 1/4/2021.

F7: 17,300 stock options were granted under various dates and vesting periods of which 7,900 are currently exercisable.