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UNITY BANCORP INC /NJ/ Director's Dealing 2021

Jan 6, 2021

32788_dirs_2021-01-06_573060b3-7bc6-408b-b91c-b3a6a026d2ca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-01-04

Reporting Person: Cook Laureen (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-04 Restricted Stock F 118.00 $17.55 Disposed 2500.00 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17575.00 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to buy) $ Common Stock () 34000.00 Direct

Footnotes

F1: 118 shares were withheld @ $17.55 per share to cover tax liability on restricted stock vesting.

F2: 2,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F3: A total of 17,575 shares are beneficially owned by Ms. Cook; 8,356 shares are held in an account at Shareworks, 6,615 shares are held jointly with her spouse, and 2,604 shares are held in a 401K.

F4: 34,000 stock options were granted under various dates and vesting periods of which 25,668 are currently exercisable.