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UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Feb 26, 2021
32788_dirs_2021-02-26_419fc4aa-123c-4af5-b3af-9893f30bcbb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-02-24
Reporting Person: KAUCHAK JOHN J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-24 | Common Stock | M | 400.00 | $5.82 | Acquired | 54897.00 | Direct |
| 2021-02-24 | Common Stock | S | 400.00 | $20.33 | Disposed | 54497.00 | Direct |
| 2021-02-25 | Common Stock | M | 323.00 | $5.82 | Acquired | 54820.00 | Direct |
| 2021-02-25 | Common Stock | S | 323.00 | $20.36 | Disposed | 54497.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-24 | Stock Options (Right to buy) | $5.82 | M | 400.00 | Disposed | 2021-11-17 | Common Stock (400.00) | Direct |
| 2021-02-25 | Stock Options (Right to buy) | $5.82 | M | 323.00 | Disposed | 2021-11-17 | Common Stock (323.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 10250.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at $20.33
F2: This transaction was executed in multiple trades at $20.36
F3: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
F4: 10,250 shares held in an account at Computershare, which have upcoming vesting dates.
F5: Vests 3,667 share(s) on 17-NOV-2012, 3,666 share(s) on 17-NOV-2013, 3,667 share(s) on 17-NOV-2014
F6: 94,277 stock options were granted under various dates and vesting periods of which 74,278 are currently exercisable.