UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-03-01

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	M	10100.00	$5.82	Acquired	64597.00	Direct
2021-03-01	Common Stock	S	10100.00	$20.0341	Disposed	54497.00	Direct
2021-03-02	Common Stock	M	177.00	$5.82	Acquired	54674.00	Direct
2021-03-02	Common Stock	S	177.00	$20.0261	Disposed	54497.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Stock Option (Right to Buy)	$5.82	M	10100.00	Disposed	2021-11-17	Common Stock (10100.00)	Direct
2021-03-02	Stock Option (Right to Buy)	$5.82	M	177.00	Disposed	2021-11-17	Common Stock (177.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	10250.00	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.28 USD; the price reported above reflects the weighted average sale price.

F2: This transaction was executed in multiple trades at prices ranging from $20.00 USD to $20.06 USD; the price reported above reflects the weighted average sale price.

F3: 54,497 shares consisting of 53,024 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

F4: 10,250 shares held in an account at Computershare, which have upcoming vesting dates.

F5: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014

F6: 84,000 stock options were granted under various dates and vesting periods of which 64,001 are currently exercisable.