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UNITY BANCORP INC /NJ/ Director's Dealing 2021

Mar 5, 2021

32788_dirs_2021-03-05_f461e164-f51a-4878-82be-1a751a475bb5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-03-03

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Restricted Stock F 547.00 $20.00 Disposed 9000.00 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 55200.00 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to buy) $ Common Stock () 84000.00 Direct

Footnotes

F1: 547 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting.

F2: 9,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F3: 55,200 shares consisting of 53,727 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

F4: 84,000 stock options were granted under various dates and vesting periods of which 64,001 are currently exercisable.