AI assistant
UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Mar 10, 2021
32788_dirs_2021-03-10_1efe7637-2ce4-436d-89b2-506c505d4236.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-03-09
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-09 | Restricted Stock | F | 803.00 | $22.28 | Disposed | 21949.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 111659.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 97000.00 | Direct |
Footnotes
F1: 803 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting.
F2: 21,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvestment shares for a total of 21,949.
F3: 111,659 shares consisting of 83,715 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 ahares are held in a 401K plan.
F4: 97,000 stock options were granted under various dates and vesting periods of which 60,668 are currently exercisable.