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UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Mar 15, 2021
32788_dirs_2021-03-15_c868c873-3555-4492-a4cc-4b32830d129c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-03-12
Reporting Person: HUGHES JAMES A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Restricted Stock | F | 1011.00 | $22.00 | Disposed | 18625.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 113148.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 97000.00 | Direct |
Footnotes
F1: 1,011 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting.
F2: 18,625 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 19,449.
F3: 113,148 shares consisting of 85,204 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in a brokerage account, and 9,432 shares are held in a 401K plan.
F4: 97,000 stock options were granted under various dates and vesting periods of which 69,001 are currently exercisable.