UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Mar 29, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-03-25

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-25	Restricted Stock	A	4500.00	$0.00	Acquired	10500.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-25	Stock Option (Right to Buy)	$20.56	A	12000.00	Acquired	2031-03-25	Common Stock (12000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	56883.00	Direct

Footnotes

F1: 4,500 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,125 shares on 3/25/2022, 1,125 shares on 3/25/2023, 1,125 shares on 3/25/2024, and 1,125 shares on 3/25/2025.

F2: 10,500 shares held in an account at Computershare, which have upcoming vesting dates.

F3: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

F4: 12,500 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan.

F5: 33+% per year for 3 years beginning on 3/25/2022.

F6: 96,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.