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UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Apr 23, 2021
32788_dirs_2021-04-23_8f5ff467-d2db-4419-8910-dbacdbe7259d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-04-21
Reporting Person: BRODY MARK S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-21 | Common Stock | S | 8842.00 | $21.1339 | Disposed | 73617.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40102.00 | Indirect |
| Common Stock | 256465.00 | Indirect |
| Restricted Stock | 1675.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 22800.00 | Direct |
Footnotes
F1: A total of 73,617 shares are beneficially owned by Dr. Brody; 39,558 are held jointly with his spouse,13,000 are held in street name, 20,939 are held in an account at Shareworks, and 120 are held in an account at Computershare.
F2: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
F3: 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F4: 22,800 stock options were granted under various dates and vesting periods of which 14,400 are currently exercisable.