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UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Jun 4, 2021
32788_dirs_2021-06-04_e0eacc4a-d1ed-4a23-a101-d0882b916e32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-06-02
Reporting Person: KAUCHAK JOHN J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock | M | 2131.00 | $5.48 | Acquired | 59014.00 | Direct |
| 2021-06-02 | Common Stock | S | 2131.00 | $24.515 | Disposed | 56883.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Option (Right to Buy) | $5.48 | M | 2131.00 | Disposed | 2023-03-05 | Common Stock (2131.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 10500.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $24.50 USD to $24.59 USD, the price reported above reflects the weighted average sale price.
F2: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
F3: 10,500 shares held in an account at Computershare, which have upcoming vesting dates.
F4: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016
F5: 93,869 stock options were granted under various dates and vesting periods of which 71,870 are currently exercisable.