UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Aug 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-07-30

Reporting Person: KAUCHAK JOHN J (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-30	Common Stock	M	6300.00	$5.48	Acquired	63183.00	Direct
2021-07-30	Common Stock	S	6300.00	$22.33	Disposed	56883.00	Direct
2021-08-02	Common Stock	M	2569.00	$5.48	Acquired	59452.00	Direct
2021-08-02	Common Stock	S	2569.00	$22.39	Disposed	56883.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-30	Stock Option (Right to Buy)	$5.48	M	6300.00	Disposed	2023-03-05	Common Stock (6300.00)	Direct
2021-08-02	Stock Option (Right to Buy)	$5.48	M	2569.00	Disposed	2023-03-05	Common Stock (2569.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	10500.00	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price.

F2: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.

F3: This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price.

F4: 10,500 shares held in an account at Computershare, which have upcoming vesting dates.

F5: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016

F6: 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable.