UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Sep 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-08-31

Reporting Person: HUGHES JAMES A (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-31	Restricted Stock	A	8000.00	$0.00	Acquired	34074.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	115158.00	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	122000.00	Direct

Footnotes

F1: 8,000 restricted shares were granted on 8/31/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 8/31/2022, 2,000 shares on 8/31/2023, 2,000 shares on 8/31/2024, and 2,000 shares on 8/31/2025.

F2: 33,250 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 34,074.

F3: 87,214 shares are held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,427 shares held in additional brokerage accounts, and 9,432 shares are held in a 401(K) for a total of 115,158.

F4: 122,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable.