UNITY BANCORP INC /NJ/ — Director's Dealing 2021

Dec 7, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-12-03

Reporting Person: BRODY MARK S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-03	Common Stock	S	802.00	$25.6288	Disposed	69267.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	40102.00	Indirect
Common Stock	255465.00	Indirect
Restricted Stock	1675.00	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	22800.00	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $25.50 USD to $25.94 USD, the price reported above reflects the weighted average sale price.

F2: A total of 69,267 shares are beneficially owned by Dr. Brody; 33,712 are held in accounts at Computershare, of which 33,592 are held jointly with his spouse, 15,626 are held in street name, and 19,929 are held in an account at Shareworks.

F3: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.

F4: 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F5: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.