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UNITY BANCORP INC /NJ/ — Director's Dealing 2021
Dec 14, 2021
32788_dirs_2021-12-14_590540ae-64f3-4ed0-bd89-7ca388035284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2021-12-10
Reporting Person: Cook Laureen (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Restricted Stock | F | 102.00 | $26.08 | Disposed | 2000.00 | Direct |
| 2021-12-10 | Restricted Stock | A | 1900.00 | $26.08 | Acquired | 3900.00 | Direct |
| 2021-12-13 | Restricted Stock | F | 102.00 | $25.98 | Disposed | 3650.00 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19995.00 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to buy) | $ | Common Stock () | 18000.00 | Direct |
Footnotes
F1: 102 shares were withheld @ $26.08 per share to cover tax liability on 250 restricted shares vested.
F2: 1,900 restricted shares were granted on 12/10/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 475 shares on 12/10/2022, 475 shares on 12/10/2023, 475 shares on 12/10/2024, and 475 shares on 12/10/2025.
F3: 102 shares were withheld @ 25.98 per share to cover tax liability on 250 restricted shares vested.
F4: 3,650 shares are held in an account at Computershare, which have upcoming vesting dates.
F5: 16,954 shares are held jointly with her spouse in a brokerage account, 444 shares are held in an account at Shareworks, and 2,597 shares are held in a 401K.
F6: 18,000 stock options were granted under various dates and vesting periods of which 14,001 are currently exercisable.