UNITY BANCORP INC /NJ/ — Director's Dealing 2020

Apr 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-04-22

Reporting Person: BRODY MARK S (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-22	Common Stock	P	295.00	$11.74	Acquired	82674.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Restricted Stock	1475.00	Direct
Common Stock	40102.00	Indirect
Common Stock	286713.00	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (Right to buy)	$		Common Stock ()	18800.00	Direct

Footnotes

F1: 1,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F2: 295 shares were purchased in Mr. Brody's SEP-IRA account @ $11.74.

F3: A total of 82,674 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare.

F4: Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.

F5: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.