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UNITY BANCORP INC /NJ/ — Director's Dealing 2020
Nov 25, 2020
32788_dirs_2020-11-25_abd554eb-52bd-49fe-a266-63ae1e1d0577.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-11-23
Reporting Person: Bolomey Janice (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-23 | Common Stock | M | 3502.00 | $6.06 | Acquired | 26464.00 | Direct |
| 2020-11-23 | Common Stock | S | 3502.00 | $17.1089 | Disposed | 22962.00 | Direct |
| 2020-11-24 | Common Stock | M | 3498.00 | $6.06 | Acquired | 26460.00 | Direct |
| 2020-11-24 | Common Stock | S | 3498.00 | $17.7162 | Disposed | 22962.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-23 | Stock Option (Right to Buy) | $6.06 | M | 3502.00 | Disposed | 2021-05-26 | Common Stock (3502.00) | Direct |
| 2020-11-24 | Stock Option (Right to Buy) | $6.06 | M | 3498.00 | Disposed | 2021-05-26 | Common Stock (3498.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Restricted Stock | 10500.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $17.00 USD to $17.36 USD; the price reported above reflects the weighted average sale price.
F2: This transaction was executed in multiple trades at prices ranging from $17.611 USD to $17.755 USD; the price reported above reflects the weighted average sale price.
F3: 22,962 shares are held in an account at Shareworks.
F4: 10,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F5: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014
F6: 95,000 stock options were granted under various dates and vesting periods of which 75,001 are currently exercisable.