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UNITY BANCORP INC /NJ/ Director's Dealing 2020

Nov 25, 2020

32788_dirs_2020-11-25_abd554eb-52bd-49fe-a266-63ae1e1d0577.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (UNTY)
CIK: 0000920427
Period of Report: 2020-11-23

Reporting Person: Bolomey Janice (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-11-23 Common Stock M 3502.00 $6.06 Acquired 26464.00 Direct
2020-11-23 Common Stock S 3502.00 $17.1089 Disposed 22962.00 Direct
2020-11-24 Common Stock M 3498.00 $6.06 Acquired 26460.00 Direct
2020-11-24 Common Stock S 3498.00 $17.7162 Disposed 22962.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-23 Stock Option (Right to Buy) $6.06 M 3502.00 Disposed 2021-05-26 Common Stock (3502.00) Direct
2020-11-24 Stock Option (Right to Buy) $6.06 M 3498.00 Disposed 2021-05-26 Common Stock (3498.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Restricted Stock 10500.00 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $17.00 USD to $17.36 USD; the price reported above reflects the weighted average sale price.

F2: This transaction was executed in multiple trades at prices ranging from $17.611 USD to $17.755 USD; the price reported above reflects the weighted average sale price.

F3: 22,962 shares are held in an account at Shareworks.

F4: 10,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

F5: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014

F6: 95,000 stock options were granted under various dates and vesting periods of which 75,001 are currently exercisable.