UNITY BANCORP INC /NJ/ — Director's Dealing 2015

Jan 6, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2015-01-02

Reporting Person: BRODY MARK S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-01-02	Restricted Stock	A	2400	$9.32	Acquired	71399	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	36457	Indirect
Common Stock	662725	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$		Common Stock (14956)	14956	Direct

Footnotes

F1: 2,400 Restricted shares were granted on 1/2/15 from the 2013 Stock Bonus Plan; vesting commences with 600 shares on 1/2/16; 600 shares on 1/2/17; 600 shares on 1/2/18; and 600 shares on 1/2/19.

F2: Stock price at the close of business on 1/2/15.

F3: 13,459 shares of total beneficially owned shares are Restricted Stock subject to four-year vesting periods determined by the individual grant dates.

F4: 44,000 shares are jointly owned with spouse.

F5: Shares held in the master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.

F6: The following options are from the 2006 Stock Option Plan: 2,756 options granted on 1/25/07 @ $12.62 expire 1/25/17; 4,200 options granted on 12/20/07 @ $7.10 expire 12/20/17; 8,000 options granted on 12/18/08 @ $3.80 expire 12/18/18.