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UNITY BANCORP INC /NJ/ — Director's Dealing 2015
Mar 17, 2015
32788_dirs_2015-03-17_e5c9c002-9c1f-4a1f-a382-d55ff0915cbd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2015-03-17
Reporting Person: Bolomey Janice (EVP/Sales Dir./CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Restricted Stock | A | 2000 | $9.11 | Acquired | 15245 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Stock Options | $9.11 | A | 10000 | Acquired | 2025-03-17 | Common Stock (10000) | Direct |
Footnotes
F1: 2,000 restricted shares were granted effective 3/17/15 and issued from the 2013 Stock Bonus Plan; vesting commences with 500 shares on 3/17/16; 500 shares on 3/17/17; 500 shares on 3/17/18; and 500 shares on 3/17/19.
F2: Stock price at the close of business on 3/16/15.
F3: Total Restricted Stock.
F4: 10,000 non-qualified stock options were granted on 3/17/15 from the 2011 Stock Option Plan; vesting over a three-year period and on each of the first three anniversary dates, one-thir of the option shall best; i.e., 3,333 on 3/17/16; 3,333 on 3/17/17; and 3,334 on 3/17/18.
F5: 41,076 options are currently exercisable; 20,000 are unexercisable.