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UNITY BANCORP INC /NJ/ — Director's Dealing 2013
Mar 19, 2013
32788_dirs_2013-03-19_5e9c68d9-7646-4aa8-af77-2ce8bbd158d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2013-03-05
Reporting Person: BEDNER ALAN J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | A | 2000 | $6.02 | Acquired | 12478 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Stock Options | $6.02 | A | 15000 | Acquired | 2023-03-05 | Common Stock (15000) | Direct |
Footnotes
F1: 2,000 Restricted Shares were granted effective 3/5/2013 and issued from the 2004 Stock Bonus Plan; vesting commences with 500 shares on 3/5/14; 500 shares on 3/5/15; 500 shares on 3/5/16; and 500 shares on 3/5/17.
F2: 5,978 are Non-Restricted Stock; 6,500 are Restricted Stock.
F3: 15,000 non-qualified stock options were granted on 3/5/2013 from the 2006 Stock Option Plan; vesting over a three-year period and on each of the first three anniversary dates, one-third of the options shall best; i.e., 5,000 on 3/5/14; 5,000 on 3/5/15; and 5,000 on 3/5/16.
F4: 46,450 are currently exercisable; 35,000 are unexercisable.