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UNITY BANCORP INC /NJ/ — Director's Dealing 2013
Mar 19, 2013
32788_dirs_2013-03-19_5dcc3ddc-c1c3-4602-94f0-2b4a0533ae5f.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNITY BANCORP INC /NJ/ (unty)
CIK: 0000920427
Period of Report: 2013-03-05
Reporting Person: KAUCHAK JOHN J (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-05 | Common Stock | A | 2000 | $6.02 | Acquired | 38693 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | Stock Options | $6.02 | A | 10000 | Acquired | 2023-03-05 | Common Stock (10000) | Direct |
Footnotes
F1: 2,000 Restricted Shares were granted effective 3/5/13 and issued from the 2011 Stock Bonus Plan; vesting commences with 500 shares on 3/5/14; 500 shares on 3/5/15; 500 shares on 3/5/16; and 500 shares on 3/5/17.
F2: 26,250 are non-Restricted Stock; 12,443 are Restricted Stock.
F3: 10,000 non-qualified stock options were granted on 3/5/2013 from the 2006 Stock Option Plan; vesting over a three-year period and on each of the first three anniversary dates, one-third of the options shall vest; i.e., 3,333 on 3/5/14; 3,333 on 3/5/15; 3,334 on 3/5/16.
F4: 37,392 are currently exercisable; 23,334 are unexercisable.