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UNITIL CORP — Director's Dealing 2007
Sep 25, 2007
32380_dirs_2007-09-25_88998a88-dbfd-4afd-bb17-e255d9e2c0bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITIL CORP (UTL)
CIK: 0000755001
Period of Report: 2007-09-24
Reporting Person: SCHOENBERGER ROBERT G (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-09-24 | Common stock, no par value | S | 1964.00 | $28.800 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 1036.00 | $28.820 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 1600.00 | $28.830 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 1000.00 | $28.840 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 4850.00 | $28.850 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 2950.00 | $28.870 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 1000.00 | $28.890 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 1400.00 | $28.900 | Disposed | 0 | Direct |
| 2007-09-24 | Common stock, no par value | S | 200.00 | $28.910 | Disposed | 30404.826 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-09-24 | Non Qualified Stock Option | $10.70 | X | 16000.00 | Acquired | 2007-11-03 | Common Stock (16000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, no par value | 3251.705 | Indirect |
Footnotes
F1: Unitil Corporation (the "Company") has advised Mr. Schoenberger of (i) his obligation to disgorge any and all profits realized from his sales of the Company's common stock within a period of less than six months of May 7, 2007, the date on which Mr. Schoenberger purchased 1,000 shares of the Company's common stock and (ii) the Company's intent to recover any and all such profits. Mr. Schoenberger is aware of this obligation and has agreed to promptly disgorge any and all such profits.
F2: Shares are held in trust under the terms of the Unitil Corporation Tax Deferred Savings and Investment Plan.
F3: Options were granted and exercised under the terms and conditions of the Unitil Corporation Key Employee Stock Option Plan.