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UNITED SECURITY BANCSHARES — Director's Dealing 2021
Dec 2, 2021
33833_dirs_2021-12-02_3e2a9e2b-926a-4954-8493-15802174e555.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED SECURITY BANCSHARES (UBFO)
CIK: 0001137547
Period of Report: 2021-12-01
Reporting Person: WOODS DENNIS R (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 378 | — | Acquired | 843498 | Indirect |
| 2021-12-01 | Common Stock | J | 0 | — | Acquired | 33088 | Indirect |
| 2021-12-01 | Common Stock | J | 0 | — | Acquired | 230202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Units | $0 | A | 378 | Acquired | 2021-12-01 | Common Stock (378) | Direct |
| 2021-12-01 | Restricted Stock Units | $7.75 | M | 378 | Disposed | 2021-12-01 | Common Stock (378) | Direct |
Footnotes
F1: Represents common stock issued pursuant to the vesting and settlement of 100% of the restricted stock units that were granted on December 1, 2021.
F2: Represents a grant of restricted stock units on December 1, 2021, in consideration for service as a member of the Company's Board of Directors. 100% of the restricted stock units were vested on the grant date.
F3: Represents the complete vesting of all restricted stock units granted on December 1, 2021.
F4: Represents common stock closing price on December 1, 2021.
F5: Shares held in various trusts where Mr. Woods serves as the trustee with voting power over shares.
F6: Represents shares held in Mr. Woods Spouse's IRA. For disclosure purposes only.
F7: Represents shares held by Mr. Woods directly. For disclosure purposes only.