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UNITED PARCEL SERVICE INC — Director's Dealing 2021
Feb 22, 2021
29932_dirs_2021-02-22_f0b3cb15-8b48-4e9e-9fec-4b18d32f33a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED PARCEL SERVICE INC (UPS)
CIK: 0001090727
Period of Report: 2021-02-19
Reporting Person: Brothers Norman M. Jr (Chief Legal & Compliance Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Class A Common Stock | M | 24294.0000 | $0.0000 | Acquired | 60208.6793 | Direct |
| 2021-02-19 | Class A Common Stock | M | 2089.3093 | $0.0000 | Acquired | 62297.9886 | Direct |
| 2021-02-19 | Class A Common Stock | F | 943.0000 | $163.3900 | Disposed | 61354.9886 | Direct |
| 2021-02-19 | Class A Common Stock | F | 10957.0000 | $168.4000 | Disposed | 50397.9886 | Direct |
| 2021-02-19 | Class A Common Stock | J | 13337.0000 | $0.0000 | Disposed | 37060.9886 | Direct |
| 2021-02-19 | Class B Common Stock | J | 13337.0000 | $0.0000 | Acquired | 13337.0000 | Direct |
| 2021-02-22 | Class B Common Stock | S | 13337.0000 | $159.6417 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Restricted Performance Units | $ | M | 24294.0000 | Disposed | Class A Common Stock (24294.0000) | Direct | |
| 2021-02-19 | Restricted Units | $ | M | 2089.3093 | Disposed | Class A Common Stock (2089.3093) | Direct |
Footnotes
F1: Includes 431.5515 shares in the Reporting Person's 401(k) account.
F2: Includes dividend equivalent units attributable to the restricted units prior to conversion.
F3: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
F4: The sale reported on this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 plan.
F5: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $159.05 to $160.02. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F6: One unit is equivalent to one share of UPS Class A common stock.
F7: The RPUs were vested when earned on February 10, 2021.
F8: The restricted units vested one year after the date of grant.