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UNITED PARCEL SERVICE INC — Director's Dealing 2017
Jan 30, 2017
29932_dirs_2017-01-30_a2f5c376-1d9a-434f-92c7-4818ffb3f29e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED PARCEL SERVICE INC (UPS)
CIK: 0001090727
Period of Report: 2017-01-27
Reporting Person: Perez Juan R. (Chief Information Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Class A Common Stock | M | 340.7569 | $114.2400 | Acquired | 27062.3313 | Direct |
| 2017-01-27 | Class A Common Stock | M | 297.3456 | $114.2400 | Acquired | 27359.6769 | Direct |
| 2017-01-27 | Class A Common Stock | M | 248.2080 | $114.2400 | Acquired | 27607.8849 | Direct |
| 2017-01-27 | Class A Common Stock | M | 228.6318 | $114.2400 | Acquired | 27836.5167 | Direct |
| 2017-01-27 | Class A Common Stock | M | 225.8810 | $114.2400 | Acquired | 28062.3977 | Direct |
| 2017-01-27 | Class A Common Stock | F | 107.0000 | $114.2400 | Disposed | 27955.3977 | Direct |
| 2017-01-27 | Class A Common Stock | F | 119.0000 | $114.2400 | Disposed | 27836.3977 | Direct |
| 2017-01-27 | Class A Common Stock | F | 133.0000 | $114.2400 | Disposed | 27703.3977 | Direct |
| 2017-01-27 | Class A Common Stock | F | 140.0000 | $114.2400 | Disposed | 27563.3977 | Direct |
| 2017-01-27 | Class A Common Stock | F | 182.0000 | $114.2400 | Disposed | 27381.3977 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-27 | Restricted Performance Units | $ | M | 340.7569 | Disposed | 2017-01-15 | Class A Common Stock (340.7569) | Direct |
| 2017-01-27 | Restricted Performance Units | $ | M | 248.2080 | Disposed | 2018-01-15 | Class A Common Stock (248.2080) | Direct |
| 2017-01-27 | Restricted Performance Units | $ | M | 228.6318 | Disposed | 2019-01-15 | Class A Common Stock (228.6318) | Direct |
| 2017-01-27 | Restricted Performance Units | $ | M | 225.8810 | Disposed | 2020-01-15 | Class A Common Stock (225.8810) | Direct |
| 2017-01-27 | Restricted Performance Units | $ | M | 297.3456 | Disposed | 2021-01-15 | Class A Common Stock (297.3456) | Direct |
Footnotes
F1: Includes 69.0129 shares acquired in the Reporting Person's 401(k) account between May 14, 2016 and January 26, 2017.
F2: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
F3: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
F4: Includes 100.8233 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017.