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UNITED PARCEL SERVICE INC — Director's Dealing 2016
Feb 1, 2016
29932_dirs_2016-02-01_69aa6ae7-ab4d-49a5-9b79-9b87b3a8df26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED PARCEL SERVICE INC (UPS)
CIK: 0001090727
Period of Report: 2016-01-29
Reporting Person: Wallace Mark R. (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Class A Common Stock | M | 342.5736 | $90.0400 | Acquired | 16459.9344 | Direct |
| 2016-01-29 | Class A Common Stock | M | 292.4392 | $90.0400 | Acquired | 16752.3736 | Direct |
| 2016-01-29 | Class A Common Stock | M | 250.4545 | $90.0400 | Acquired | 17002.8281 | Direct |
| 2016-01-29 | Class A Common Stock | M | 234.7447 | $90.0400 | Acquired | 17237.5728 | Direct |
| 2016-01-29 | Class A Common Stock | F | 91.0000 | $90.0400 | Disposed | 17146.5728 | Direct |
| 2016-01-29 | Class A Common Stock | F | 97.0000 | $90.0400 | Disposed | 17049.5728 | Direct |
| 2016-01-29 | Class A Common Stock | F | 102.0000 | $90.0400 | Disposed | 16947.5728 | Direct |
| 2016-01-29 | Class A Common Stock | F | 133.0000 | $90.0400 | Disposed | 16814.5728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-29 | Restricted Performance Units | $ | M | 342.5736 | Disposed | 2017-01-15 | Class A Common Stock (342.5736) | Direct |
| 2016-01-29 | Restricted Performance Units | $ | M | 250.4545 | Disposed | 2018-01-15 | Class A Common Stock (250.4545) | Direct |
| 2016-01-29 | Restricted Performance Units | $ | M | 234.7447 | Disposed | 2019-01-15 | Class A Common Stock (234.7447) | Direct |
| 2016-01-29 | Restricted Performance Units | $ | M | 292.4392 | Disposed | 2020-01-15 | Class A Common Stock (292.4392) | Direct |
Footnotes
F1: Includes 12.5217 shares acquired in the Reporting Person's 401(k) account between December 2, 2015 and January 28, 2016.
F2: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock.
F3: RPUs vest at the rate of 20% on January 15th of each year during the vesting period.
F4: Includes 99.2120 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 30, 2015 and January 28, 2016.