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UNITED PARCEL SERVICE INC — Director's Dealing 2011
Nov 1, 2011
29932_dirs_2011-11-01_917ece07-f09f-45a4-b25e-96cd29076309.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED PARCEL SERVICE INC (UPS)
CIK: 0001090727
Period of Report: 2011-10-28
Reporting Person: McClure Teri P (Sr VP, Gen Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-25 | Class A Common Stock | G | 165.0000 | $0.0000 | Disposed | 27078.4802 | Direct |
| 2011-10-28 | Class A Common Stock | M | 267.3986 | $68.9600 | Acquired | 27345.8788 | Direct |
| 2011-10-28 | Class A Common Stock | M | 252.5820 | $68.9600 | Acquired | 27598.4608 | Direct |
| 2011-10-28 | Class A Common Stock | M | 191.8168 | $68.9600 | Acquired | 27790.2776 | Direct |
| 2011-10-28 | Class A Common Stock | M | 186.6589 | $68.9600 | Acquired | 27976.9365 | Direct |
| 2011-10-28 | Class A Common Stock | M | 160.5806 | $68.9600 | Acquired | 28137.5171 | Direct |
| 2011-10-28 | Class A Common Stock | F | 68.1665 | $68.9600 | Disposed | 28069.3506 | Direct |
| 2011-10-28 | Class A Common Stock | F | 79.2367 | $68.9600 | Disposed | 27990.1139 | Direct |
| 2011-10-28 | Class A Common Stock | F | 81.4262 | $68.9600 | Disposed | 27908.6877 | Direct |
| 2011-10-28 | Class A Common Stock | F | 107.2210 | $68.9600 | Disposed | 27801.4667 | Direct |
| 2011-10-28 | Class A Common Stock | F | 113.5107 | $68.9600 | Disposed | 27687.9560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-28 | Restricted Stock Units | $ | M | 160.5806 | Disposed | Class A Common Stock (160.5806) | Direct | |
| 2011-10-28 | Restricted Stock Units | $ | M | 186.6589 | Disposed | 2012-10-15 | Class A Common Stock (186.6589) | Direct |
| 2011-10-28 | Restricted Stock Units | $ | M | 252.5820 | Disposed | 2013-10-15 | Class A Common Stock (252.5820) | Direct |
| 2011-10-28 | Restricted Stock Units | $ | M | 191.8168 | Disposed | 2014-10-15 | Class A Common Stock (191.8168) | Direct |
| 2011-10-28 | Restricted Stock Units | $ | M | 267.3986 | Disposed | 2015-10-15 | Class A Common Stock (267.3986) | Direct |
Footnotes
F1: Includes 113.6942 shares acquired in the Reporting Person's 401(k) account between March 3, 2011 and October 27, 2011.
F2: Represents Restricted Stock Units (RSUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RSU represents the right to receive one share of Class A common stock.
F3: Restricted stock grant vests at the rate of 20% on the first anniversary date and on each anniversary date thereafter.
F4: RSUs vest at the rate of 20% on October 15th of each year during the vesting period.
F5: Includes 88.0369 Dividend Equivalent Units acquired in the Restricted Stock Unit Plan account between October 29, 2010 and October 27, 2011.