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UNITED FIRE GROUP INC — Director's Dealing 2013
Jan 16, 2013
32438_dirs_2013-01-16_3bce7fca-d869-4ea3-9c61-4e546e6a4994.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNITED FIRE GROUP INC (UFCS)
CIK: 0000101199
Period of Report: 2012-12-07
Reporting Person: ERNST BARRIE W (VP/Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-07 | Common Stock | M | 2000 | $15.85 | Acquired | 6658 | Direct |
| 2012-12-07 | Common Stock | S | 2000 | $20.85 | Disposed | 4658 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-07 | Stock Option (right to buy) | $15.85 | M | 2000 | Disposed | 2013-02-21 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400 | Indirect |
| Common Stock | 1027 | Indirect |
| Common Stock | 5369 | Indirect |
Footnotes
F1: This transaction represents the exercise and sale of vested, non-qualified stock options under a preapproved 10b-5 trading plan.
F2: The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 2,714 share of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/201; 1,944 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on
05/21/2013; and 2,000 shares acquired upon option exercise.
F3: The total number of securities beneficially held directly by the Reporting Person following the reported transaction includes: 2,714 share of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 02/18/201 and 1,944 shares of restricted stock issued under the Issuer's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013.
F4: The number of securities shown as being held in or acquired by the Issuer's 401(k) account for the Reporting Person's benefit are the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Issuer's 401(k) plan. Such shares are not directly allocated to 401(k) Plan participants, but are instead held in a unitized fund
consisting primarily of common stock, together with a small percentage of short-term investments. 401(k) Plan participants acquire units of this fund.
F5: All options currently exercisable.