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UNITED FIRE GROUP INC — Director's Dealing 2009
May 6, 2009
32438_dirs_2009-05-06_ba593a93-e97d-4589-a688-dcc7d44b326e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNITED FIRE & CASUALTY CO (UFCS)
CIK: 0000101199
Period of Report: 2008-12-19
Reporting Person: ERNST BARRIE W (VP/Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-12-19 | Common Stock | J | 500 | $30.00 | Acquired | 6891 | Indirect |
| 2008-12-19 | Common Stock | J | 200 | $30.00 | Acquired | 7091 | Indirect |
Footnotes
F1: On December 19, 2008, the individual retirement account for the benefit of Mr. Ernst's spouse sold 500 shares of Company common stock. On March 31, 2009, the December 19, 2008 sale was cancelled
F2: The number of securities beneficially held includes: 1,944 shares of restricted stock issued under the Company's 2008 Stock Plan, which vest, subject to certain conditions, on 05/21/2013; 216 shares held in the Company's Employee Stock Ownership Plan for Mr. Ernst's benefit; 500 shares held in an individual retirement account for the benefit of Mr. Ernst's spouse; and approximately 4,231 shares held in a Company 401(k) account for Mr. Ernst's benefit, based on a statement from the trustee.
F3: The number of securities shown as being held in the Company 401(k) account for Mr. Ernst's benefit is the approximate number of shares of common stock for which Mr. Ernst has the right to direct the vote under the 401(k) plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. Participants acquire units of this fund.
F4: On December 19, 2008, Mr. Ernst, as custodian for his daughter, sold 200 shares of Company common stock. On March 31, 2009, the December 19, 2008 sale was cancelled, effective as of December 19, 2008.
F5: The number of securities beneficially held includes: 1,944 shares of restricted stock issued under the Company's 2008 Stock Plan, which vest, subject to certain conditions, on 05/21/2013; 216 shares held in the Company's Employee Stock Ownership Plan for Mr. Ernst's benefit; 500 shares held in an individual retirement account for the benefit of Mr. Ernst's spouse; 200 shares held as custodian for Mr. Ernst's daughter; and approximately 4,231 shares held in a Company 401(k) account for Mr. Ernst's benefit, based on a statement from the trustee.