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UNITED FIRE GROUP INC — Director's Dealing 2009
May 6, 2009
32438_dirs_2009-05-06_f8b20676-c3a8-42af-b1a7-d4ed7ab07c45.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED FIRE & CASUALTY CO (UFCS)
CIK: 0000101199
Period of Report: 2009-04-06
Reporting Person: ERNST BARRIE W (VP/Chief Investment Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1944 | Direct |
| Common Stock | 216 | Indirect |
| Common Stock | 500 | Indirect |
| Common Stock | 200 | Indirect |
| Common Stock | 2840 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.70 | 2012-08-01 | Common Stock (12000) | Direct | |
| Stock Option (right to buy) | $15.85 | 2013-02-21 | Common Stock (2000) | Direct | |
| Stock Option (right to buy) | $21.66 | 2014-02-20 | Common Stock (2000) | Direct | |
| Stock Option (right to buy) | $32.39 | 2015-02-18 | Common Stock (2500) | Direct | |
| Stock Option (right to buy) | $39.13 | 2016-02-17 | Common Stock (2500) | Direct | |
| Stock Option (right to buy) | $35.23 | 2017-02-16 | Common Stock (5000) | Direct | |
| Stock Option (right to buy) | $33.43 | 2018-05-21 | Common Stock (7114) | Direct |
Footnotes
F1: Represents restricted shares of common stock granted under Company's 2008 Stock Plan. Shares vest, subject to certain conditions, on 05/21/2013.
F2: The number of shares shown as being held in the Company 401(k) account for Mr. Ernst's benefit is the approximate number of shares of common stock for which Mr. Ernst has the right to direct the vote under the 401(k) plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investements. Participants aquire units of this fund.
F3: 12,000 options currently exercisable.
F4: 2,000 options currently exercisable.
F5: 2,000 options currently exercisable and 500 options that become exercisable on 02/18/2010.
F6: 1,500 options currently exercisable and 1,000 options that become exercisable in two equal installments of 500 options each on 02/17/2010 and 02/17/2011.
F7: 2,000 options currently exercisable and 3,000 options that become exercisable in three equal installments of 1,000 options each on 02/16/2010, 02/16/2011 and 02/16/2012.
F8: 7,114 options that become exercisable in four equal installments of 1,423 options each on 05/21/2009, 05/21/2010, 05/21/2011 and 05/21/2012 and one installment of 1,422 options on 05/21/2013.