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UNISYS CORP — Major Shareholding Notification 2018
Sep 6, 2018
33416_mrq_2018-09-06_dbbbb0aa-79d1-401d-a1bd-6a0c660ab705.zip
Major Shareholding Notification
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SC 13G 1 UIS_SC13G.htm SCHEDULE 13G
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934
| UNISYS CORPORATION |
|---|
| (Name of Issuer) |
| COMMON STOCK, PAR VALUE $0.01 PER SHARE |
|---|
| (Title of Class of Securities) |
| 909214306 |
|---|
| (CUSIP Number) |
| AUGUST 29, 2018 |
|---|
| (Date of event which requires filing of this statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
- The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).
CUSIP No. 909214306 SCHEDULE 13G Page 2 of 13
| 1 | NAMES OF REPORTING PERSONS Integrated Core Strategies (US) LLC |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) þ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF |
| ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER -0- |
|---|---|
| 6 | SHARED VOTING POWER 1,476,295 |
| 7 | SOLE DISPOSITIVE POWER -0- |
| 8 | SHARED DISPOSITIVE |
| POWER 1,476,295 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,476,295 |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 2.9% |
| 12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 909214306 SCHEDULE 13G Page 3 of 13
| 1 | NAMES OF REPORTING PERSONS Integrated Assets II LLC |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) þ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF |
| ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER -0- |
|---|---|
| 6 | SHARED VOTING POWER 251,859 |
| 7 | SOLE DISPOSITIVE POWER -0- |
| 8 | SHARED DISPOSITIVE POWER 251,859 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 251,859 |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 0.5% |
| 12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 909214306 SCHEDULE 13G Page 4 of 13
| 1 | NAMES OF REPORTING PERSONS Millennium Management LLC |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) þ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF |
| ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER -0- |
|---|---|
| 6 | SHARED VOTING POWER 1,728,154 |
| 7 | SOLE DISPOSITIVE POWER -0- |
| 8 | SHARED DISPOSITIVE POWER 1,728,154 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,728,154 |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
| 12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 909214306 SCHEDULE 13G Page 5 of 13
| 1 | NAMES OF REPORTING PERSONS Millennium Group Management LLC |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) þ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF |
| ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER -0- |
|---|---|
| 6 | SHARED VOTING POWER 1,728,154 |
| 7 | SOLE DISPOSITIVE POWER -0- |
| 8 | SHARED DISPOSITIVE POWER 1,728,154 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,728,154 |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
| 12 | TYPE OF REPORTING PERSON OO |
CUSIP No. 909214306 SCHEDULE 13G Page 6 of 13
| 1 | NAMES OF REPORTING PERSONS Israel A. Englander |
|---|---|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) þ |
| 3 | SEC USE ONLY |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION United |
| States |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER -0- |
|---|---|
| 6 | SHARED VOTING POWER 1,728,154 |
| 7 | SOLE DISPOSITIVE POWER -0- |
| 8 | SHARED DISPOSITIVE POWER 1,728,154 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,728,154 |
| --- | --- |
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES o |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9) 3.4% |
| 12 | TYPE OF REPORTING
PERSON IN |
CUSIP No. 909214306 SCHEDULE 13G Page 7 of 13
| Item 1. | (a) | Name of
Issuer : |
| --- | --- | --- |
| | | Unisys Corporation, a Delaware corporation (the "Issuer"). |
| | (b) | Address of Issuers Principal
Executive Offices : |
| | | 801 Lakeview Drive, Suite 100 Blue Bell, Pennsylvania 19422 |
| Item 2. | (a) | Name of Person
Filing : |
| | (b) | Address of Principal Business
Office : |
| | (c) | Citizenship : |
| | | Integrated Core Strategies (US) LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York
10103 Citizenship: Delaware |
| | | Integrated Assets II LLC c/o Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware |
| | | Millennium Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship: Delaware |
| | | Millennium Group Management LLC 666 Fifth Avenue New York, New York 10103 Citizenship:
Delaware |
| | | Israel A. Englander c/o
Millennium Management LLC 666 Fifth Avenue New York, New York
10103 Citizenship: United States |
| | (d) | Title of Class of
Securities : |
| | | common stock, par value $0.01 per share ("Common Stock") |
| | (e) | CUSIP Number: |
| | | 909214306 |
CUSIP No. 909214306 SCHEDULE 13G Page 8 of 13
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a:
| (a) | o | Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o); |
| --- | --- | --- |
| (b) | o | Bank as defined in
section 3(a)(6) of the Act (15 U.S.C. 78c); |
| (c) | o | Insurance company as
defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| (d) | o | Investment company
registered under section 8 of the Investment Company Act of 1940 (15
U.S.C. 80a-8); |
| (e) | o | An investment adviser
in accordance with
§240.13d-1(b)(1)(ii)(E); |
(f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
CUSIP No. 909214306 SCHEDULE 13G Page 9 of 13
| (g) | o | A parent holding
company or control person in accordance with
§240.13d-1(b)(1)(ii)(G); |
| --- | --- | --- |
| (h) | o | A savings association
as defined in Section 3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813); |
| (i) | o | A church plan that is
excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3); |
| (j) | o | Group, in accordance
with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount Beneficially Owned:
As of the close of business on August 29, 2018, the reporting persons and affiliates of the reporting persons beneficially owned an aggregate of 3,101,190 shares of the Issuers Common Stock or 6.1% of the Issuers Common Stock outstanding.
Thereafter, as of the close of business on September 5, 2018, the reporting persons beneficially owned an aggregate of 1,728,154 shares of the Issuers Common Stock or 3.4% of the Issuers Common Stock outstanding. Specifically, as of the close of business on September 5, 2018:
i) Integrated Core Strategies (US) LLC, a Delaware limited liability company ("Integrated Core Strategies"), beneficially owned 1,476,295 shares of the Issuers Common Stock; and
ii) Integrated Assets II LLC, a Delaware limited liability company ("Integrated Assets II"), beneficially owned 251,859 shares of the Issuers Common Stock, which collectively with the other foregoing reporting person represented 1,728,154 shares of the Issuers Common Stock.
Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of the managing member of Integrated Core Strategies and Integrated Assets II and may be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies and Integrated Assets II.
Millennium Group Management LLC, a Delaware limited liability company ("Millennium Group Management"), is the managing member of Millennium Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies and Integrated Assets II.
Israel A. Englander, a United States citizen ("Mr. Englander"), controls the managing member of Millennium Group Management and may also be deemed to have shared voting control and investment discretion over securities owned by Integrated Core Strategies and Integrated Assets II.
The foregoing should not be construed in and of itself as an admission by Millennium Management, Millennium Group Management or Mr. Englander as to beneficial ownership of the securities owned by Integrated Core Strategies or Integrated Assets II, as the case may be.
(b) Percent of Class:
As of the close of business on September 5, 2018, Millennium Management, Millennium Group Management and Mr. Englander may be deemed to have beneficially owned 1,728,154 shares of the Issuers Common Stock or 3.4% of the Issuers Common Stock outstanding (see Item 4(a) above), which percentage was calculated based on 51,013,181 shares of the Issuers Common Stock outstanding as of June 30, 2018, as per the Issuers Form 10-Q dated August 1, 2018.
CUSIP No. 909214306 SCHEDULE 13G Page 10 of 13
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
-0-
(ii) Shared power to vote or to direct the vote
1,728,154
(iii) Sole power to dispose or to direct the disposition of
-0-
(iv) Shared power to dispose or to direct the disposition of
1,728,154
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ .
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
See Exhibit I.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No. 909214306 SCHEDULE 13G Page 11 of 13
Exhibits:
Exhibit I: Joint Filing Agreement, dated as of September 5, 2018, by and among Integrated Core Strategies (US) LLC, Integrated Assets II LLC, Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander.
| CUSIP
No. |
| --- |
| SIGNATURE |
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. Dated: September 5, 2018
| INTEGRATED CORE STRATEGIES (US) LLC By: Integrated Holding Group LP, its Managing Member By: Millennium Management LLC, its General Partner |
|---|
| By: /s/ Mark Meskin |
| INTEGRATED ASSETS II LLC By: Integrated Holding Group LP, its Managing Member By: Millennium Management LLC, its General Partner |
| By: /s/ Mark Meskin |
| MILLENNIUM MANAGEMENT |
| LLC |
| By: /s/ Mark Meskin |
| MILLENNIUM GROUP MANAGEMENT LLC |
| By: /s/ Mark Meskin |
| /s/ Israel A. |
| Englander |
| SCHEDULE 13G |
|---|
| EXHIBIT I |
| JOINT |
| FILING AGREEMENT |
This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, par value $0.01 per share, of Unisys Corporation, a Delaware corporation, will be filed on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: September 5, 2018
| INTEGRATED CORE STRATEGIES (US) LLC By: Integrated Holding Group LP, its Managing Member By: Millennium Management LLC, its General Partner |
|---|
| By: /s/ Mark Meskin |
| INTEGRATED ASSETS II LLC By: Integrated Holding Group LP, its Managing Member By: Millennium Management LLC, its General Partner |
| By: /s/ Mark Meskin |
| MILLENNIUM MANAGEMENT |
| LLC |
| By: /s/ Mark Meskin |
| MILLENNIUM GROUP MANAGEMENT LLC |
| By: /s/ Mark Meskin |
| /s/ Israel A. |
| Englander |