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UNISYS CORP — Director's Dealing 2021
May 4, 2021
33416_dirs_2021-05-04_94686308-b6b6-44b2-a015-b608dff2aef1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2021-04-30
Reporting Person: Thomson Michael M (Executive VP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | M | 993 | — | Acquired | 44808 | Direct |
| 2021-04-30 | Common Stock | F | 287 | $24 | Disposed | 44521 | Direct |
| 2021-04-30 | Common Stock | M | 957 | — | Acquired | 45478 | Direct |
| 2021-04-30 | Common Stock | F | 277 | $24 | Disposed | 45201 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Restricted Stock Units | $ | M | 993 | Disposed | Common Stock (993) | Direct | |
| 2021-04-30 | Restricted Stock Units | $ | M | 993 | Disposed | Common Stock (957) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4490.57 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units ("TB-RSUs") granted on May 1, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest on May 1, 2020, 2021 and 2022, respectively (or if such date does not fall on a trading day, the immediately preceding trading day).
F3: Each restricted stock unit represents a contingent right to receive 0.9632 shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on April 30, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2019 through December 31, 2019, 2020 and 2021, respectively, and then such PB-RSUs vest on May 1, 2020, 2021 and 2022, respectively. This report only relates to the PB-RSUs the reporting person earned during the 2020 performance period. All shares resulting from such earned PB-RSUs vested on April 30, 2021.