AI assistant
UNISYS CORP — Director's Dealing 2018
Feb 12, 2018
33416_dirs_2018-02-12_51d190ef-9234-4e38-b16d-87ce3bb6102c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (uis)
CIK: 0000746838
Period of Report: 2018-02-09
Reporting Person: RENZI JEFFREY (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-09 | Common Stock | M | 5520 | — | Acquired | 38964 | Direct |
| 2018-02-09 | Common Stock | F | 1344 | $9.9 | Disposed | 37620 | Direct |
| 2018-02-09 | Common Stock | M | 7226 | — | Acquired | 44846 | Direct |
| 2018-02-09 | Common Stock | F | 1759 | $9.9 | Disposed | 43087 | Direct |
| 2018-02-09 | Common Stock | M | 8105 | — | Acquired | 51192 | Direct |
| 2018-02-09 | Common Stock | F | 1973 | $9.9 | Disposed | 49219 | Direct |
| 2018-02-09 | Common Stock | M | 9337 | — | Acquired | 58556 | Direct |
| 2018-02-09 | Common Stock | F | 2273 | $9.9 | Disposed | 56283 | Direct |
| 2018-02-09 | Common Stock | M | 5314 | — | Acquired | 61597 | Direct |
| 2018-02-09 | Common Stock | F | 1293 | $9.9 | Disposed | 60304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-09 | Restricted Stock Units | $ | M | 5520 | Disposed | Common Stock (5520) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 5520 | Disposed | Common Stock (7226) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 9337 | Disposed | Common Stock (8105) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 9337 | Disposed | Common Stock (9337) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 5827 | Disposed | Common Stock (5314) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
F3: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F5: Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F6: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019, respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F7: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.
F8: Each restricted stock unit represents a contingent right to receive 0.912 shares of Unisys Corporation common stock.
F9: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively (of, if the performance criteria are not determined until a later date, the date of such determination). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.