UNISYS CORP — Director's Dealing 2018

Feb 12, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNISYS CORP (uis)
CIK: 0000746838
Period of Report: 2018-02-09

Reporting Person: ALTABEF PETER (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-09	Common Stock	M	21280	—	Acquired	134837	Direct
2018-02-09	Common Stock	F	8373	$9.9	Disposed	126464	Direct
2018-02-09	Common Stock	M	41239	—	Acquired	167703	Direct
2018-02-09	Common Stock	F	16227	$9.9	Disposed	151476	Direct
2018-02-09	Common Stock	M	36249	—	Acquired	187725	Direct
2018-02-09	Common Stock	F	14263	$9.9	Disposed	173462	Direct
2018-02-09	Common Stock	M	47510	—	Acquired	220972	Direct
2018-02-09	Common Stock	F	18695	$9.9	Disposed	202277	Direct
2018-02-09	Common Stock	M	47450	—	Acquired	249727	Direct
2018-02-09	Common Stock	F	18671	$9.9	Disposed	231056	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-09	Restricted Stock Units	$	M	23333	Disposed		Common Stock (21280)	Direct
2018-02-09	Restricted Stock Units	$	M	47510	Disposed		Common Stock (41239)	Direct
2018-02-09	Restricted Stock Units	$	M	36249	Disposed		Common Stock (36249)	Direct
2018-02-09	Restricted Stock Units	$	M	47510	Disposed		Common Stock (47510)	Direct
2018-02-09	Restricted Stock Units	$	M	36249	Disposed		Common Stock (47450)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive 0.912 shares of Unisys Corporation common stock.

F2: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively (of, if the performance criteria are not determined until a later date, the date of such determination). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.

F3: Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.

F4: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019, respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.

F5: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F6: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.

F7: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.

F8: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.

F9: Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.