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UNISYS CORP — Director's Dealing 2018
Feb 12, 2018
33416_dirs_2018-02-12_5643132c-0982-4de0-a55f-aa4293c38638.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (uis)
CIK: 0000746838
Period of Report: 2018-02-09
Reporting Person: Puvvada Venkatapathi R (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-09 | Common Stock | M | 2466 | — | Acquired | 15131 | Direct |
| 2018-02-09 | Common Stock | F | 721 | $9.9 | Disposed | 14410 | Direct |
| 2018-02-09 | Common Stock | M | 4141 | — | Acquired | 18551 | Direct |
| 2018-02-09 | Common Stock | F | 1246 | $9.9 | Disposed | 17305 | Direct |
| 2018-02-09 | Common Stock | M | 4770 | — | Acquired | 22075 | Direct |
| 2018-02-09 | Common Stock | F | 1435 | $9.9 | Disposed | 20640 | Direct |
| 2018-02-09 | Common Stock | M | 5679 | — | Acquired | 26319 | Direct |
| 2018-02-09 | Common Stock | F | 1709 | $9.9 | Disposed | 24610 | Direct |
| 2018-02-09 | Common Stock | M | 4338 | — | Acquired | 28948 | Direct |
| 2018-02-09 | Common Stock | F | 1305 | $9.9 | Disposed | 27643 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-09 | Restricted Stock Units | $ | M | 2703 | Disposed | Common Stock (2466) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 4770 | Disposed | Common Stock (4141) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 4770 | Disposed | Common Stock (4770) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 4338 | Disposed | Common Stock (5679) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 4338 | Disposed | Common Stock (4338) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F2: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively (of, if the performance criteria are not determined until a later date, the date of such determination). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F3: Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019, respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F5: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F6: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.
F7: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F8: Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F9: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.