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UNISYS CORP — Director's Dealing 2018
Feb 12, 2018
33416_dirs_2018-02-12_82495e50-da09-4252-bce7-8e4c256ee60d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (uis)
CIK: 0000746838
Period of Report: 2018-02-09
Reporting Person: Loeser David (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-09 | Common Stock | M | 4770 | — | Acquired | 26029 | Direct |
| 2018-02-09 | Common Stock | F | 1161 | $9.9 | Disposed | 24868 | Direct |
| 2018-02-09 | Common Stock | M | 3546 | — | Acquired | 28414 | Direct |
| 2018-02-09 | Common Stock | F | 863 | $9.9 | Disposed | 27551 | Direct |
| 2018-02-09 | Common Stock | M | 4141 | — | Acquired | 31692 | Direct |
| 2018-02-09 | Common Stock | F | 1008 | $9.9 | Disposed | 30684 | Direct |
| 2018-02-09 | Common Stock | M | 4642 | — | Acquired | 35326 | Direct |
| 2018-02-09 | Common Stock | F | 1122 | $9.9 | Disposed | 34204 | Direct |
| 2018-02-09 | Common Stock | M | 2466 | — | Acquired | 36670 | Direct |
| 2018-02-09 | Common Stock | F | 578 | $9.9 | Disposed | 36092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-09 | Restricted Stock Units | $ | M | 4770 | Disposed | Common Stock (4770) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 3546 | Disposed | Common Stock (3546) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 4770 | Disposed | Common Stock (4141) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 3546 | Disposed | Common Stock (4642) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 2703 | Disposed | Common Stock (2466) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 914.773 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017.
F3: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
F4: Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F5: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019, respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F6: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F7: Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F8: Each restricted stock unit represents a contingent right to receive 0.912 shares of Unisys Corporation common stock.
F9: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent that Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively (of, if the performance criteria are not determined until a later date, the date of such determination). This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.