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UNISYS CORP — Director's Dealing 2018
Feb 12, 2018
33416_dirs_2018-02-12_caee47e0-7b08-4559-8c10-e12670a64067.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2018-02-09
Reporting Person: Thomson Michael M (VP and Corporate Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-09 | Common Stock | M | 868 | — | Acquired | 2099 | Direct |
| 2018-02-09 | Common Stock | F | 297 | $9.9 | Disposed | 1802 | Direct |
| 2018-02-09 | Common Stock | M | 2058 | — | Acquired | 3860 | Direct |
| 2018-02-09 | Common Stock | F | 705 | $9.9 | Acquired | 3155 | Direct |
| 2018-02-09 | Common Stock | M | 1572 | — | Acquired | 4727 | Direct |
| 2018-02-09 | Common Stock | F | 538 | $9.9 | Disposed | 4189 | Direct |
| 2018-02-09 | Common Stock | M | 1000 | — | Acquired | 5189 | Direct |
| 2018-02-09 | Common Stock | F | 321 | $9.9 | Acquired | 4868 | Direct |
| 2018-02-09 | Common Stock | M | 152.348 | — | Acquired | 152.348 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-09 | Restricted Stock Units | $ | M | 1000 | Acquired | Common Stock (868) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 1572 | Acquired | Common Stock (2058) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 1572 | Acquired | Common Stock (1572) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 1000 | Acquired | Common Stock (1000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive 0.868 shares of Unisys Corporation common stock.
F2: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016, and 2017, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019, respectively (or if such date does not fall on a trading day, the immediately preceding trading day). This report only relates to the PB-RSUS the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.
F3: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F4: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units will vest in three equal annual installments beginning February 9, 2018.
F5: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F6: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F7: Performance-based restricted stock granted on February 9, 2017 under the Unisys Corporation 2016 Long-Term Incentive and Equity COmpensation Plan. The PB-RSUS are earned one-third annually over a three-year period to the extend that the Unisys Corporation achieves a performance goal related to operating profit for that year in each of 2017, 2018 and 2019, respectively. This report only relates to the PB-RSUS the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.