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UNISYS CORP — Director's Dealing 2018
Feb 15, 2018
33416_dirs_2018-02-15_9f6acc1c-0934-435a-899a-bf16be15105d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2018-02-09
Reporting Person: Ruckstuhl Ann S (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-09 | Common Stock | M | 3546 | — | Acquired | 6604 | Direct |
| 2018-02-09 | Common Stock | F | 1194 | $9.9 | Disposed | 5410 | Direct |
| 2018-02-09 | Common Stock | M | 4642 | — | Acquired | 10052 | Direct |
| 2018-02-09 | Common Stock | F | 1665 | $9.9 | Disposed | 8387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-09 | Restricted Stock Units | $ | M | 3546 | Disposed | Common Stock (3546) | Direct | |
| 2018-02-09 | Restricted Stock Units | $ | M | 3546 | Disposed | Common Stock (4642) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
F3: Each restricted stock unit represents a contingent right to receive 1.309 shares of Unisys Corporation common stock.
F4: Performance-based restricted stock units ("PB-RSUs") granted on February 9, 2017 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2017, 2018 and 2019, respectively, and then such earned PB-RSUs vest on February 9, 2018, 2019 and 2020, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on February 9, 2018.