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UNISYS CORP Director's Dealing 2018

Dec 10, 2018

33416_dirs_2018-12-10_a4186e25-6d20-4af9-b71e-9210772bc7bb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2018-12-06

Reporting Person: Ruckstuhl Ann S (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-06 Common Stock M 2500 Acquired 10887 Direct
2018-12-06 Common Stock F 864 $12.97 Disposed 10023 Direct
2018-12-06 Common Stock M 2165 Acquired 12188 Direct
2018-12-06 Common Stock F 748 $12.97 Disposed 11440 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-12-06 Restricted Stock Units $ M 2500 Disposed Common Stock (2500) Direct
2018-12-06 Restricted Stock Units $ M 2500 Disposed Common Stock (2165) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.

F2: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning December 6, 2017.

F3: Each restricted stock unit represents a contingent right to receive 0.866 shares of Unisys Corporation common stock.

F4: Performance-based restricted stock units ("PB-RSUs") granted on December 6, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on December 6, 2017, 2018 and 2019, respectively (or if such day does not fall on a trading day, the immediately preceding trading day). This report only relates to PB-RSUs the reporting person earned based on the 2017 performance goal. All shares resulting from such earned PB-RSUs vested on December 6, 2018.