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UNISYS CORP — Director's Dealing 2016
Feb 9, 2016
33416_dirs_2016-02-09_69d2c447-6b7d-44b4-83ab-19bc6bd086f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNISYS CORP (UIS)
CIK: 0000746838
Period of Report: 2016-02-05
Reporting Person: HAUGEN JANET BRUTSCHEA (Senior Vice President and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-05 | Common Stock | M | 5357 | — | Acquired | 42365 | Direct |
| 2016-02-05 | Common Stock | M | 2221 | — | Acquired | 44586 | Direct |
| 2016-02-05 | Common Stock | F | 1970 | $10.31 | Disposed | 42616 | Direct |
| 2016-02-05 | Common Stock | F | 786 | $10.31 | Disposed | 41830 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-05 | Restricted Stock Units | $ | M | 4997 | Disposed | Common Stock (5357) | Direct | |
| 2016-02-05 | Restricted Stock Units | $ | M | 2221 | Disposed | Common Stock (2221) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1463.979 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive 1.072 shares of Unisys Corporation common stock.
F2: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2015 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F4: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 5, 2016.