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uniQure N.V. — Director's Dealing 2021
Jun 17, 2021
31312_dirs_2021-06-17_444e0857-9e41-4f29-9658-4b11bf3a7df0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: uniQure N.V. (QURE)
CIK: 0001590560
Period of Report: 2021-06-15
Reporting Person: CALOZ PIERRE (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Ordinary Shares | A | 10000.0 | $0.0 | Acquired | 10000.0 | Direct |
| 2021-06-15 | Ordinary Shares | A | 25000 | — | Acquired | 35000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Stock option (Right to Buy) | $34.46 | A | 75000 | Acquired | 2031-06-15 | Ordinary Shares (75000) | Direct |
Footnotes
F1: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest in full on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.
F2: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest pro-rata on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through each such date.
F3: The Stock Option vests over four years, with 25% vesting on the first anniversary of the date of grant and then quarterly on a pro-rata basis during the remainder of the vesting period, subject to the Reporting Person's continued relationship with the Issuer through each such date.